SM
Sean F. Menickella
KESTRA ADVISORY SERVICES
Wayne, PA 19406
Some features on this profile are disabled
CRD#: 6199956
SM
Professional summary
Sean Francis Menickella, AIF®, who also goes by Sean Menickella, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wayne, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Wayne, Pennsylvania.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Sean has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Menickella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/20/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: BEACON FINANCIAL SERVICES POSITION: Managing Director NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/20/2025 ADDRESS: 1200 Liberty Ridge Dr, #110, Wayne PA 19087, United States DESCRIPTION: Producing Advisor providing Wealth Management and Retirement Plan Services to clients. I also oversee the sales and service team at the firm. Bus Name: BEACON BENEFITS LLC POSITION: none NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2017 ADDRESS: 120 S Warner Rd, Suite 210, King of Prussia PA 19406, United States DESCRIPTION: Look for opportunities to introduce members to current clients Bus Name: BEACON INSURANCE SERVICES POSITION: none NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 120 S Warner Rd, Suite 210, King of Prussia PA 19406, United States DESCRIPTION: Referral based
CRS (Client Relationship Summary) - RIA
Click below to view Sean Francis Menickella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 4, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1200 Liberty Ridge Dr Suite 110, Wayne, PA 19406RIA
CRD#: 283330
Wayne, PA
Current
March 4, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1200 Liberty Ridge Dr Suite 110, Wayne, PA 19406BD
CRD#: 42046
Wayne, PA
Past
March 29, 2017 - April 15, 2025
BEACON FINANCIAL SERVICES, INC
RIA
CRD#: 287456
WAYNE, PA
Past
January 4, 2017 - March 12, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAYNE, PA
Past
January 4, 2017 - March 12, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
WAYNE, PA
Past
September 7, 2016 - December 27, 2016
WORLD INVESTMENTS, LLC
RIA
CRD#: 20626
KING OF PRUSSIA, PA
Past
May 19, 2016 - December 27, 2016
WORLD INVESTMENTS, LLC
BD
CRD#: 20626
KING OF PRUSSIA, PA
Past
December 16, 2015 - May 16, 2016
PERSHING LLC
BD
CRD#: 7560
KING OF PRUSSIA, PA
Past
July 29, 2013 - December 14, 2015
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/4/2025)
RR
Delaware(3/4/2025)
RR
Florida(3/4/2025)
RR
Georgia(3/4/2025)
RR
Indiana(3/4/2025)
RR
Maryland(3/4/2025)
RR
New Jersey(3/4/2025)
RR
New York(3/4/2025)
RR
North Carolina(3/13/2025)
RR
Pennsylvania(3/4/2025)
IAR
Pennsylvania(3/4/2025)
RR
South Carolina(3/4/2025)
RR
Texas(3/4/2025)
IAR
Texas(3/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
