Ryan M. Frew
Professional summary
Ryan Michael Frew is a registered financial professional currently at DC ADVISORY located in Washington Dc, District Of Columbia.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2013. Ryan has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Michael Frew's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2019 - Present
DC ADVISORY
Office #1: 1425 K Street, Nw Suite 900, Washington Dc, DC 20005August 13, 2013 - May 12, 2014
CHERTOFF CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2020)
(11/20/2019)
(1/13/2020)
(1/13/2020)
Exams
Series 79TO
Date: 11/20/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
