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FIRM PROFILE
Overview
DC ADVISORY is located at 605 Third Avenue 11th Floor, New York, NY 10158 and was first established at New York, Delaware in 04/01/2012. After operating for 13 years, DC ADVISORY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DC ADVISORY’s clients are individuals and 0% of their clients are high net worth individuals. DC ADVISORY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DC ADVISORY are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DC ADVISORY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DC ADVISORY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DC ADVISORY Comes From
Understanding the Statistics for DC ADVISORY and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
605 Third Avenue 11th Floor, New York, NY 10158
605 Third Avenue 11th Floor, New York, NY 10158
Small
(212) 904-9400
Delaware since 04/01/2012
Limited Liability Company
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | ||
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 | |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 | |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 | |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 | |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
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Advisor's working at DC ADVISORY
Charles Plechner
Federico Guglielmo Maria Mennella
William Edward Kohr
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