Robert C. Oliver
Professional summary
Robert Clinton Oliver III, who also goes by Robby Clinton Oliver, Robert Clinton Oliver III, Robert Clinton Oliver, is a registered financial professional currently at ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2014. Robert has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Clinton Oliver III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2018 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202March 29, 2017 - November 29, 2017
DFA SECURITIES LLC
December 9, 2014 - February 16, 2017
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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