Keith A. Wiltfong

CAPSTONE INVESTMENT MANAGEMENT LLC

Palm Coast, FL 32164

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CRD#: 6191142

Professional summary

Keith Adam Wiltfong, CFP®, CIMA® is a registered financial advisor currently at CAPSTONE INVESTMENT MANAGEMENT LLC located in Palm Coast, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Keith has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF THE OTHER BUSINESS: CAPSTONE PLANNING, LLC WHETHER THE BUSINESS IS INVESTMENT-RELATED: YES ADDRESS OF THE OTHER BUSINESS: PALM COAST, FL NATURE OF THE OTHER BUSINESS: INSURANCE POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: INSURANCE AGENT START DATE OF YOUR RELATIONSHIP: 08/2007 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 80 NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 50 NAME OF THE OTHER BUSINESS: CAPSTONE HOME AND AUTO, LLC WHETHER THE BUSINESS IS INVESTMENT-RELATED: NO ADDRESS OF THE OTHER BUSINESS: PALM COAST, FL POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: MEMBER START DATE OF YOUR RELATIONSHIP: 04/2012 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 0 NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0 DUTIES RELATING TO THE OTHER BUSINESS: MEMBER ONLY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Adam Wiltfong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

CIMA^®

Certified Investment Management Analyst

Experience

Current

September 10, 2015 - Present

CAPSTONE INVESTMENT MANAGEMENT LLC

Office #1: 18 Market Ave. Suite 100, Palm Coast, FL 32164

RIA

CRD#: 281042

Palm Coast, FL

Past

March 19, 2015 - September 8, 2015

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

PAL COAST, FL

Past

February 27, 2014 - March 12, 2015

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

PALM COAST, FL

Past

May 23, 2013 - February 28, 2014

COPPELL ADVISORY SOLUTIONS LLC

RIA

CRD#: 156549

PALM COAST, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/10/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2013

Uniform Investment Adviser Law Examination

Current Firm

CAPSTONE INVESTMENT MANAGEMENT LLC

CAPSTONE INVESTMENT MANAGEMENT LLC | CAPSTONE PLANNING INVESTMENTS LLC

CRD#: 281042 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2015 Approved)

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Contact information

Main Address

18 Market Ave. Suite 100, Palm Coast, FL 32164

Mailing Address

Phone number

(386) 202-4498

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 61,808,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith A. Wiltfong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Adam Wiltfong's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE INVESTMENT MANAGEMENT LLC

GRADIENT ADVISORS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

COPPELL ADVISORY SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2013

Current Firm

CAPSTONE INVESTMENT MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPSTONE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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