Michael D. Lisa
Professional summary
Michael David Lisa is a registered financial professional currently at HODES WEILL SECURITIES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 1 firm and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Lisa's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2016 - Present
HODES WEILL SECURITIES, LLC
Office #1: 825 Third Avenue 15th Floor, New York, NY 10022Office #2: 825 Third Ave 15th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2025)
(6/6/2024)
(7/25/2025)
(7/25/2025)
Exams
Series 82TO
Date: 4/4/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
HODES WEILL SECURITIES, LLC
CRD#: 131848 / SEC#: , 8-66518
Contact information
FINRA licenses (44 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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