Nicholas A. Bowers

ADVOCACY FINANCIAL LLC

COVINGTON, LA 70433

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CRD#: 6186551

Professional summary

Nicholas Austin Bowers, CFP®, who also goes by Nick A. Bowers, Nick Austin Bowers, is a registered financial advisor currently at ADVOCACY FINANCIAL LLC located in Covington, Louisiana.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick A. Bowers | Nick Austin Bowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Innealta Capital, LLC; investment-related; 13215 Bee Cave Pkwy Building A, Ste 240, Austin, TX 78738; Director of Business Strategy; Start Date: 9/16/24; ~20 hours per month, all during securities trading hours; This is a short term independent contractor position. Duties are strategic sales and marketing guidance and facilitating communications between the firm's key partnerships.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Austin Bowers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 17, 2024 - Present

ADVOCACY FINANCIAL LLC

Office #1: 212 Park Place, Covington, LA 70433

RIA

CRD#: 305954

COVINGTON, LA

Past

July 11, 2018 - September 16, 2024

INNEALTA CAPITAL

RIA

CRD#: 292158

AUSTIN, TX

Past

December 6, 2017 - January 31, 2023

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

November 14, 2017 - June 12, 2018

AFAM CAPITAL, INC.

RIA

CRD#: 108517

AUSTIN, TX

Past

February 17, 2016 - October 13, 2017

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

April 28, 2015 - October 13, 2017

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2015

General Securities Representative Examination

Current Firm

ADVOCACY FINANCIAL LLC

CRD#: 305954 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/2/2020 Approved)

Texas

Registered Investment Advisory firm - (3/31/2021 Conditional Restricted)

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Contact information

Main Address

212 Park Place, Covington, LA 70433

Mailing Address

Phone number

(888) 787-4590

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 81,827,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas A. Bowers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Austin Bowers's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVOCACY FINANCIAL LLC

INNEALTA CAPITAL

NORTHERN LIGHTS DISTRIBUTORS, LLC

AFAM CAPITAL, INC.

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/28/2015

Current Firm

ADVOCACY FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVOCACY FINANCIAL LLC

TRUST BUT VERIFY

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