Yang Liu
Professional summary
Yang Liu, who also goes by Leon Liu, is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Yang is registered as a RR (Registered Representative) and started their career in finance in 2013. Yang has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yang Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006July 19, 2013 - July 2, 2024
OLD MISSION CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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