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Frank Philip Demartino

SUMMIT SECURITIES GROUP
NEW YORK, NY
·CRD# 1403655·38 years experience

Professional Summary

Frank Philip Demartino, who also goes by Frank Phillip Demartino, is a registered financial advisor currently at SUMMIT SECURITIES GROUP LLC located in New York, New York. Frank is registered as a RR (Registered Representative) and started their career in finance in 1987. Frank has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 9, Series 4, Series 10 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Phillip Demartino

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

SUMMIT SECURITIES GROUP LLC·CRD# 159283
BD
1. 55 Broadway Suite 2102, New York, NY 100062. 55 Broadway Suite 2102, New York, NY 10006
July 2, 2024 - Present
MAREX CAPITAL MARKETS INC.·CRD# 161014
BD
New York, NY
December 17, 2014 - January 2, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
Jersey City, NJ
August 10, 2012 - May 19, 2014
WJB CAPITAL GROUP, INC.·CRD# 37334
BD
New York, NY
July 6, 2005 - January 11, 2012
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
May 1, 2003 - March 3, 2005
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
July 14, 1995 - March 21, 2003
NASH, WEISS & CO.·CRD# 6470
BD
Jersey City, NJ
December 22, 1987 - July 19, 1995

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Current Firm

SS
SUMMIT SECURITIES GROUP LLC

CLEAR STREET MARKETS LLC | WHITE BAY PT LLC | SUMMIT SECURITIES GROUP, LLC | SUMMIT SECURITIES GROUP LLC | CLEAR STREET MARKETS, LLC

CRD#: 159283 / SEC#: 8-68977
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

55 Broadway Suite 2102, New York, NY 10006

Mailing Address

55 Broadway Suite 2102, New York, NY 10006

Phone Number

(646) 532-6435

Established

Delaware since 09/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SUMMIT SECURITIES MANAGEMENT LLCSOLE MEMBER—
CANNON, PATRICK TCRO6458526
DEMARTINO, FRANK PHILIPCCO1403655
GULKOWITZ, ELLIOTCEO/COO/POO5552025
KRIEGER, ISAACCOO6828701
NIMCHINSKY, AKIVA MEIRFINOP/CFO/PFO5219594

Disclosures

Regulatory Event

10

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1999

Series 7 — General Securities Representative Examination

Passed Dec 1987About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2012About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2009About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Jan 1996About the Series 24 exam
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FINRA
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Investors' Exchange LLC
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Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frank Philip Demartino's CRS (Customer Relationship Summary).

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