Jon M. Mitchell
Professional summary
Jon Michael Mitchell is a registered financial professional currently at THE KLEIN GROUP, LLC located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2013. Jon has worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Michael Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2025 - Present
THE KLEIN GROUP, LLC
Office #1: 640 5th Avenue 12th Floor, New York, NY 10019November 30, 2017 - September 16, 2025
B. RILEY SECURITIES, INC.
February 2, 2015 - November 30, 2017
B. RILEY & CO., LLC
December 18, 2014 - January 23, 2015
HARBOR LIGHT SECURITIES, LLC
September 13, 2013 - December 31, 2019
B. RILEY CAPITAL MANAGEMENT
July 15, 2013 - July 17, 2014
NATIONAL SECURITIES CORPORATION
June 5, 2013 - June 25, 2013
THE KLEIN GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(10/29/2025)
Exams
FINRA
Current Firm
THE KLEIN GROUP, LLC
CRD#: 46472 / SEC#: , 8-51430
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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