Joseph Angelo Mendola
Professional Summary
Joseph Angelo Mendola is a registered financial advisor currently at THE KLEIN GROUP, LLC located in New York, New York. Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 8 firms and has passed the Series 65, Series 63, Series 62, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 53, Series 27,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITALINK, L.C. | THE KLEIN GROUP, LLC
Contact Information
Main Address
640 5th Avenue 12th Floor, New York, NY 10019Mailing Address
640 5th Avenue 12th Floor, New York, NY 10019Phone Number
(212) 409-2412Established
Florida since 09/29/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/4/2023)
(1/20/2025)
(7/30/2019)
(8/8/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 1998Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Angelo Mendola's CRS (Customer Relationship Summary).
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