Sean C. Doyle
Professional summary
Sean Craig Doyle, who also goes by Sean Craig Doyle, Sean Doyle, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rockport, Maine.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2013. Sean has worked at 5 firms and has passed the Series 66, Series 7TO, Series 57TO, SIE, Series 7, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Craig Doyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 180 Pool Street, Biddeford, ME 04005October 9, 2019 - October 14, 2020
T3 TRADING GROUP, LLC
October 2, 2018 - September 13, 2019
KEY INVESTMENT SERVICES LLC
May 17, 2016 - June 22, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 26, 2016 - June 22, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 2014 - January 28, 2015
T3 TRADING GROUP, LLC
April 23, 2013 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/25/2023
General Securities Representative ExaminationSeries 57TO
Date: 11/25/2023
Securities Trader ExamSeries 56
Date: 5/7/2013
Proprietary Trader Qualification ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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