Kenneth B. Schrauben

RETIREMENT CAPITAL SERVICES LLC

Grand Blanc, MI 48439

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CRD#: 6174126

Professional summary

Kenneth Brian Schrauben, who also goes by Ken Schrauben, is a registered financial advisor currently at RETIREMENT CAPITAL SERVICES LLC located in Grand Blanc, Michigan.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kenneth has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Schrauben

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Name of the other business: Equity Pro Shop LLC Investment Related?: Yes Address of other business: 11146 Cathy Drive, Goodrich, MI 48438 Nature of other business: Rental Real Estate Your position: Owner Start Date: 02/01/2020 How many hours you devote to the other business per month: 4 How many hours you devote to the other business during securities trading hours: 0 Briefly describe your duties: Landlord for rental properties. Advisor receives compensation from the sale or insurance products including life, health and annuity products. Advisor also own real estate investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Brian Schrauben's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 3, 2022 - Present

RETIREMENT CAPITAL SERVICES LLC

Office #1: 8273 S. Saginaw St Suite A, Grand Blanc, MI 48439

RIA

CRD#: 319779

Grand Blanc, MI

Past

August 15, 2017 - August 10, 2022

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Grand Blanc, MI

Past

January 31, 2014 - December 31, 2017

RESEARCH MONEY MANAGEMENT, LLC

RIA

CRD#: 141298

GRAND BLANC, MI

Past

April 17, 2013 - January 10, 2014

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

GOODRICH, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2013

Uniform Investment Adviser Law Examination

Current Firm

RETIREMENT CAPITAL SERVICES LLC

CRD#: 319779 / SEC#:

Michigan

Registered Investment Advisory firm - (5/24/2022 Approved)

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Contact information

Main Address

8273 S. Saginaw St Suite A, Grand Blanc, MI 48439

Mailing Address

Phone number

(248) 978-5010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 10,307,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth B. Schrauben

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Brian Schrauben's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT CAPITAL SERVICES LLC

HORTER INVESTMENT MANAGEMENT, LLC

RESEARCH MONEY MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2013

Current Firm

RETIREMENT CAPITAL SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT CAPITAL SERVICES LLC

TRUST BUT VERIFY

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