BB
Barbara A. Bell
CANNON ADVISORS
Charlotte, NC 28203
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CRD#: 6173944
BB
Professional summary
Barbara Ann Bell, AIF®, who also goes by Barbara Baetzhold, is a registered financial advisor currently at CANNON ADVISORS located in Charlotte, North Carolina.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Barbara has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbara Baetzhold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1): Name of the Business: N/A; Investment Related: Y; Address of the other business: 2108 South Boulevard, Suite 200, Charlotte, NC, 282303; Nature of the Business: licensed agent for life, fixed annuity and disability insurance sales; Start Date: 06/2013; # of hours/month devoted to the other business: 2 hours per month; # of hours/month devoted to other business during trading hours: 2 hours per month; Duties related: life, health, LTC, fixed annuity and disability insurance recommendations 2): Name of the Business: Regulus Advisors, LLC ; Investment Related: Y; Address of the other business: 2108 South Boulevard, Suite 200, Charlotte, NC, 28203; Nature of the Business: Broker Dealer,Non-Registered Operational Personnel; Start Date: 12/2015; # of hours/month devoted to the other business: 0 hours per month; # of hours/month devoted to other business during trading hours: 0 hours per month; Duties related: She is required to be fingerprinted and serve in this role for compliance purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Ann Bell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 26, 2018 - Present
CANNON ADVISORS
Office #1: 2108 South Boulevard Suite 200, Charlotte, NC 28203RIA
CRD#: 293929
Charlotte, NC
Past
June 12, 2015 - November 1, 2018
REGULUS FINANCIAL GROUP, LLC
BD
CRD#: 150631
Charlotte, NC
Past
June 4, 2015 - June 25, 2018
ADVISORY SERVICES NETWORK
RIA
CRD#: 146051
CHARLOTTE, NC
Past
February 10, 2014 - June 4, 2015
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MOUNT HOLLY, NC
Past
June 19, 2013 - June 4, 2015
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CHARLOTTE, NC
Past
May 21, 2013 - June 21, 2013
PFS INVESTMENTS INC.
BD
CRD#: 10111
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CANNON ADVISORS
CANNON ADVISORS | CANNON ADVISORS, INC.
CRD#: 293929 / SEC#: 801-121835
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (8/5/2021 Terminated)South Carolina
Registered Investment Advisory firm - (7/26/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/13/2018)
IAR
North Carolina(6/26/2018)
IAR
South Carolina(9/21/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CANNON ADVISORS
CANNON ADVISORS | CANNON ADVISORS, INC.
CRD#: 293929 / SEC#: 801-121835
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (8/5/2021 Terminated)South Carolina
Registered Investment Advisory firm - (7/26/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2108 South Boulevard Suite 200, Charlotte, NC 28203
Mailing Address
Phone number
(704) 820-8393
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 721 |
| AUM (Assets Under Management) | $ 142,414,019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
