Dallen Wade Williams
Professional Summary
Dallen Wade Williams, who also goes by Wade D Williams, is a registered financial advisor currently at LARSON WILLIAMS WEALTH ADVISORS, LLC located in Cedar City, Utah. Dallen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dallen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wade D Williams
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LARSON WILLIAMS WEALTH ADVISORS | LARSON WILLIAMS WEALTH ADVISORS, LLC
Contact Information
Main Address
415 N Main Street Suite 104, Cedar City, UT 84721Phone Number
(435) 867-5685# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1,007AUM (Assets Under Management)
$140,020,131Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
LARSON WILLIAMS WEALTH ADVISORS | LARSON WILLIAMS WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(3/26/2021)
(2/24/2021)
(2/23/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2013About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Dallen Wade Williams's CRS (Customer Relationship Summary).
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