Dallen W. Williams

LARSON WILLIAMS WEALTH ADVISORS

CEDAR CITY, UT 84721

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CRD#: 6173863

Professional summary

Dallen Wade Williams, who also goes by Wade D Williams, is a registered financial advisor currently at LARSON WILLIAMS WEALTH ADVISORS, LLC located in Cedar City, Utah.

Dallen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dallen has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wade D Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DALCO HOLDINGS LLC; NON-INVESTMENT RELATED; 318 S GLEN CANYON DR. CEDAR CITY, UT 84720; REAL ESTATE; PRESIDENT; 05/2013; 5% DURING BUSINESS HOURS; DALCO HOLDINGS LLC IS AN ENTITY THAT PURCHASES, SALES, AND HOLDS REAL ESTATE. DALCO HOLDINGS OWNS SEVERAL RENTAL PROPERTIES. 2) WEICHERT REALTORS-COLOR COUNTRY; NON-INVESTMENT RELATED; 2333 UT-56 SUITE F, CEDAR CITY, UT 84720; REAL ESTATE SALES; REAL ESTATE AGENT; 08/2013; 5% DURING BUSINESS HOURS; ASSIST BUYERS AND SELLERS IN REAL ESTATE TRANSACTIONS 3) LARSON WILLIAMS; INVESTMENT RELATED; 415 N MAIN STREET SUITE 104 CEDAR CITY, UT 84720; INSURANCE; PARTNER; 1/2017; 40% DURING BUSINESS HOURS; RECOMMEND INSURANCE AND INVESTMENT OPTIONS TO CLIENTS 4) LARSON WILLIAMS WEALTH ADVISORS LLC; INVESTMENT RELATED; CEDAR CITY, UT; RIA; INVESTMENT ADVISOR REPRESENTATIVE/PARTNER OWNER; 02/2021; 90% DURING BUSINESS HOURS; INVESTMENT ADVISORY SERVICES OFFERED THROUGH LARSON WILLIAMS WEALTH ADVISORS LLC A REGISTERED INVESTMENT ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallen Wade Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2021 - Present

LARSON WILLIAMS WEALTH ADVISORS, LLC

Office #1: 415 N Main Street Suite 104, Cedar City, UT 84721

RIA

CRD#: 311414

CEDAR CITY, UT

Past

February 28, 2019 - May 1, 2023

DFPG INVESTMENTS, LLC

CRD#: 155576

Cedar City, UT

Past

March 8, 2018 - October 19, 2021

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

CEDAR CITY, UT

Past

October 27, 2016 - April 4, 2018

ALLEGIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 157314

Cedar City, UT

Past

October 12, 2016 - March 28, 2019

ALLEGIS INVESTMENT SERVICES, LLC

CRD#: 168557

Cedar City, UT

Past

August 18, 2015 - October 14, 2016

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

CEDAR CITY, UT

Past

March 18, 2013 - October 14, 2016

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CEDAR CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/26/2021)

IAR

Texas
(2/24/2021)

IAR

Utah
(2/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/15/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LARSON WILLIAMS WEALTH ADVISORS, LLC

LARSON WILLIAMS WEALTH ADVISORS | LARSON WILLIAMS WEALTH ADVISORS, LLC

CRD#: 311414 / SEC#:

Nevada

Registered Investment Advisory firm - (3/17/2021 Approved)

Texas

Registered Investment Advisory firm - (2/24/2021 Conditional Restricted)

Utah

Registered Investment Advisory firm - (2/22/2021 Approved)

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Contact information

Main Address

415 N Main Street Suite 104, Cedar City, UT 84721

Mailing Address

Phone number

(435) 867-5685

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	938
AUM (Assets Under Management)	$ 107,847,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dallen W. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dallen Wade Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

TOWNSQUARE CAPITAL, LLC

ALLEGIS INVESTMENT ADVISORS, LLC

ALLEGIS INVESTMENT SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2015

Series 63

Date: 4/22/2013

SIE

Date: 10/1/2018

Series 6

Date: 3/15/2013

Current Firm

LARSON WILLIAMS WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LARSON WILLIAMS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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