Niall O. Patterson
STRATEGIC ADVISERS LLC | Investment Consultant
BAY SHORE, NY
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CRD#: 6171693
Professional summary
Niall Owen Patterson, who also goes by Niall Owen Patterson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bay Shore, New York and FIDELITY BROKERAGE SERVICES LLC located in Lake Grove, New York.
Niall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Niall has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
As an Investment Consultant with Fidelity, I partner with our clients and their families to understand their financial needs and how their decisions impact their life. With nearly 10 years experience in the financial services industry, my goal is to help my clients build the foundation for a financial plan that gives them confidence and peace of mind.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Niall Owen Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Niall Owen Patterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
SUNY at Albany
Bachelor of Economics - Financial Economics & Trade
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 142 New Moriches Road, Lake Grove, NY 11755RIA
CRD#: 104555
BAY SHORE, NY
Current
April 1, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 142 New Moriches Road, Lake Grove, NY 11755BD
CRD#: 7784
Lake Grove, NY
Past
July 15, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LAKE GROVE, NY
Past
November 20, 2013 - March 10, 2015
AMERICAN CAPITAL PARTNERS, LLC
BD
CRD#: 119249
EAST MEADOW, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/9/2023)
RR
Florida(4/1/2015)
RR
Georgia(1/4/2025)
RR
Massachusetts(8/5/2024)
RR
New Jersey(4/1/2015)
RR
New York(4/1/2015)
IAR
New York(3/31/2025)
RR
Rhode Island(3/6/2025)
RR
Texas(6/17/2019)
IAR
Texas(3/31/2025)
RR
Virginia(5/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
