Kelsey J. Cagle
CETERA INVESTMENT ADVISERS LLC | Vice President, Financial Consultant
DEERFIELD, IL 60015
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CRD#: 6166512
Professional summary
Kelsey Jake Cagle, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Deerfield, Illinois and CETERA WEALTH SERVICES, LLC located in Deerfield, Illinois.
Kelsey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kelsey has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I began my career in 2013 with Fidelity helping our valued clients with customer service and trading. I quickly transitioned into multiple roles that focused on guidance and planning, working with clients in a number of different situations and capacities. This path has afforded me a deep knowledge of the resources and strategies available through Fidelity which will allow me to help you and your family craft, implement, and maintain a holistic financial plan geared towards your personal goals
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kelsey Jake Cagle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Texas - Arlington
Bachelor of Business Administration - Finance
2009
Experience
Current
December 11, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 570 Lake Cook Road Suite 300, Deerfield, IL 60015RIA
CRD#: 105644
DEERFIELD, IL
Current
December 11, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 570 Lake Cook Road Suite 300, Deerfield, IL 60015BD
CRD#: 13572
DEERFIELD, IL
Past
March 31, 2025 - December 17, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HIGHLAND PARK, IL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHICAGO, IL
Past
November 12, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HIGHLAND PARK, IL
Past
May 6, 2013 - December 17, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
HIGHLAND PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/11/2025)
RR
Colorado(12/11/2025)
RR
Connecticut(12/11/2025)
RR
Florida(12/11/2025)
RR
Georgia(12/11/2025)
RR
Illinois(12/11/2025)
IAR
Illinois(12/11/2025)
RR
Indiana(12/11/2025)
RR
Massachusetts(12/11/2025)
RR
Michigan(12/11/2025)
RR
Minnesota(12/11/2025)
RR
New York(12/11/2025)
RR
Ohio(12/11/2025)
RR
South Carolina(12/11/2025)
RR
Tennessee(12/11/2025)
RR
Texas(12/11/2025)
IAR
Texas(12/11/2025)
RR
Wisconsin(12/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
Vice President, Financial ConsultantCRD#: 105644Deerfield, IL 60015TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
