Brett E. Carmichael
Professional summary
Brett Edward Carmichael, who also goes by Brett Carmichael, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Maple Grove, Minnesota.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2013. Brett has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Edward Carmichael's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2020 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 24, 2017 - June 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 15, 2013 - July 17, 2017
CETERA INVESTMENT SERVICES LLC
April 18, 2013 - October 9, 2013
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2020)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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