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DF

Daniel Evan Feathers

GLASFUNDS SECURITIES
CLEVELAND, OH
·CRD# 6150370·13 years experience

Professional Summary

Daniel Evan Feathers is a registered financial advisor currently at GLASFUNDS SECURITIES, LLC located in Cleveland, Ohio. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

GLASFUNDS SECURITIES, LLC·CRD# 330074
BD
600 Superior Ave. East, Suite 1510, Cleveland, OH 44114
April 10, 2026 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546
BD
Denver, CO
June 14, 2018 - August 5, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
June 7, 2013 - June 8, 2018
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Englewood, CO
March 20, 2013 - April 18, 2013

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Current Firm

GS
GLASFUNDS SECURITIES, LLC

GLASFUNDS SECURITIES, LLC

CRD#: 330074 / SEC#: 8-71237
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 Superior Ave. East Suite 1510, Cleveland, OH 44114

Mailing Address

600 Superior Ave. East Suite 1510, Cleveland, OH 44114

Phone Number

(216) 862-1300

Established

Delaware since 11/16/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLASFUNDS HOLDINGS, LLCSOLE SHAREHOLDER—
MARLIN, ROSS EVANCHIEF COMPLIANCE OFFICER6931826
OUDERKIRK, JAMES ERVINPRESIDENT6705992
ROCHE, PASCALFINOP, PFO, POO5920968

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/10/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2018About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2013About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Evan Feathers's CRS (Customer Relationship Summary).

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DF
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