Thomas F. Fay

STRATEGIC ADVISERS LLC

RESTON, VA

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CRD#: 6146909

Professional summary

Thomas F. Fay, who also goes by Thomas Francis Fay Jr, Thomas Francis Fay Jr., Thomas Francis Fay, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Reston, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Reston, Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Francis Fay Jr | Thomas Francis Fay Jr. | Thomas Francis Fay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; Cooper's Hawk Winery & Restaurants; Server; Reston, VA 20190; Not Investment Related; July 2021; 20-39 hours per month; 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas F. Fay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

RESTON, VA

Current

February 7, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 11957 Democracy Drive, Reston, VA 20190

CRD#: 7784

Reston, VA

Past

February 10, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

RESTON, VA

Past

May 25, 2018 - October 19, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FAIRFAX, VA

Past

May 25, 2018 - October 19, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

FAIRFAX, VA

Past

April 22, 2016 - February 26, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

ASHBURN, VA

Past

August 18, 2014 - February 26, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

ASHBURN, VA

Past

August 18, 2014 - April 22, 2016

SANDERS MORRIS LLC

CRD#: 20580

ASHBURN, VA

Past

December 17, 2013 - June 30, 2014

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Hunt Valley, MD

Past

January 29, 2013 - June 30, 2014

PRUCO SECURITIES, LLC.

CRD#: 5685

Hunt Valley, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/27/2023)

District of Columbia
(2/27/2023)

Florida
(2/27/2023)

Maryland
(2/27/2023)

New Jersey
(6/23/2025)

New York
(6/23/2025)

North Carolina
(2/27/2023)

Ohio
(10/17/2025)

Tennessee
(10/17/2025)

Texas
(7/10/2025)

Virginia
(2/7/2023)

IAR

Virginia
(3/31/2025)

West Virginia
(2/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/28/2013

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas F. Fay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas F. Fay's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2013

Series 63

Date: 4/16/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2018

Series 6

Date: 1/28/2013

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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