Bryan Evans
Professional summary
Bryan Evans, who also goes by Bryan W Evans, Bryan William Evans, is a registered financial professional currently at SOFI SECURITIES LLC located in New York, New York.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2018. Bryan has worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2026 - Present
SOFI SECURITIES LLC
Office #1: 860 Washington Street 2nd Floor, New York, NY 10014September 5, 2023 - May 19, 2026
MORGAN STANLEY
September 4, 2018 - September 5, 2023
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
