CE
Carlton W. Edwards Ii
CETERA INVESTMENT ADVISERS LLC
CREEDMOOR, NC 27522
Some features on this profile are disabled
CRD#: 6144824
CE
Professional summary
Carlton Wayne Edwards Ii, who also goes by C. Wayne Edwards II, Wayne Edwards Ii, Carlton Wayne Edwards III, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Creedmoor, North Carolina and CETERA WEALTH SERVICES, LLC located in Creedmoor, North Carolina.
Carlton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Carlton has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C. Wayne Edwards Ii | Wayne Edwards Ii | Carlton Wayne Edwards Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cozart & Edwards PA~'NIR'~102 N Main St.~Creedmoor~NC~27522~Tax Preparation/Accounting~Partner/General Partner~11/1/2006~160hrs~130hrs~Tax prep,tax consulting,office admin,accounting 2) Converting Hearts Ministries, Inc.~'NIR'~PO Box 524~Creedmoor~NC~27522~Nonprofit~Member of the Board of Directors~12/31/2015~8hrs~4hrs~Chairman| 3) TWIN CIRCLES LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) enter deposits2) pay bills3) reconcile bank account4) print reports5) prepare tax return 4) CREEDMOOR CAR WASH POSITION: partner NATURE: car wash INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) make deposits2) pay bills3) reconcile bank account4) print reports5) prepare tax return 5) CROSS CAR WASH LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/08/2010 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 6) ET COMMERCIAL LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2010 ADDRESS: PO Box 1070, Creedmoor NC 27522, United States DESCRIPTION: manager 7) ET PROPERTY LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2009 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 8) TAKING CARE OF BUSINESS LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/10/2003 ADDRESS: PO Box 7303, Greenville NC 27835, United States DESCRIPTION: manager 9) YOUR HOME OF NC LLC POSITION: member NATURE: rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/29/2005 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager 10) C & E REAL ESTATE LLC POSITION: member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/11/2021 ADDRESS: 2202 Tar River Rd, Creedmoor NC 27522, United States DESCRIPTION: manager1) pay bills2) enter deposits3) reconcile bank account4) print reports5) prepare tax return 11)OUTDOOR DECOR INC POSITION: Vice-President NATURE: Outdoor Commercial Christmas Wreath decorations INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2023 ADDRESS: 2202 TAR RIVER RD, CREEDMOOR NC 27522 DESCRIPTION: passive investor 12) PARHAM FARM LLC POSITION: MEMBER MANAGER NATURE: REAL ESTATE RESIDENTIAL RENTAL PROPERTY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2024 ADDRESS: 2202 TAR RIVER RD, Creedmoor NC 27522 DESCRIPTION: TREASURER pay the bills, enter deposits, reconcile bank account 13) 1005 LEWIS ST LLC POSITION: member manager NATURE: commercial real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 1005 Lewis St, Oxford NC 27565, DESCRIPTION: investor, treasurer, enter deposits and expenses, reconcile bank account
CRS (Client Relationship Summary) - RIA
Click below to view Carlton Wayne Edwards Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 102 North Main St., Creedmoor, NC 27522RIA
CRD#: 105644
CREEDMOOR, NC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 102 North Main St., Creedmoor, NC 27522BD
CRD#: 13572
CREEDMOOR, NC
Past
February 14, 2018 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Creedmoor, NC
Past
September 17, 2013 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CREEDMOOR, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
North Carolina(9/5/2025)
IAR
North Carolina(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Creedmoor, NC 27522TRUST BUT VERIFY
Monitor Carlton Edwards Ii
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
