CH
Craig S. Haber
CETERA INVESTMENT ADVISERS LLC
OLD TAPPAN, NJ 07675
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CRD#: 6144473
CH
Professional summary
Craig Scott Haber is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Old Tappan, New Jersey and CETERA ADVISORS LLC located in Old Tappan, New Jersey.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Craig has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: BRUNSWICK WEALTH MANAGEMENT, LLC;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES;
START DATE: 05/2017;
POSITION/TITLE/RELATIONSHIP: REGISTERED REP;
APX NUMBER OF HOURS PER WEEK: 40;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5;
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
2.NAME OF OTHER BUSINESS: CATARINA CATARINA
INVESTMENT RELATED: NO
ADDRESS: SAME AS RESIDENTIAL ADDRESS
NATURE OF BUSINESS: INTERNET SALES
START DATE: 2/2018
APX NUMBER OF HOURS PER WEEK: 10
APX NUMBER OF HOURS DURING TRADING HOURS: 10
POSITION/TITLE/RELATIONSHIP: OWNER
BRIEF DESCRIPTION OF DUTIES: LIST, SELL, AND SHIP VARIOUS ITEMS SOLD THROUGH EBAY, AMAZON, ETC.
3. AUDITION TECHNOLOGY, LLC, NOT INVESTMENT RELATED, 5 BAYARD RD, UNIT 304, PITTSBURGH, PA, 15213, MEDICAL DEVICE COMPANY, STARTED 07/2019, POSITION/TITLE/RELATIONSHIP: BUSINESS ADVISOR, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE ON MANUFACTURING, MARKETING AND PRODUCTION.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Scott Haber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 180 Old Tappan Rd Building 5 2nd Floor Suite 10, Old Tappan, NJ 07675Office #2: 23 Brunswick Woods Ddr, East Brunswick, NJ 08816RIA
CRD#: 105644
OLD TAPPAN, NJ
Current
November 21, 2017 - Present
CETERA ADVISORS LLC
Office #1: 180 Old Tappan Rd Building 5 2nd Floor Suite 10, Old Tappan, NJ 07675Office #2: 23 Brunswick Woods Ddr, East Brunswick, NJ 08816BD
CRD#: 10299
OLD TAPPAN, NJ
Past
June 24, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
March 28, 2014 - November 21, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
EAST BRUNSWICK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/14/2023)
RR
California(8/2/2023)
RR
Delaware(8/14/2023)
RR
Florida(8/2/2023)
RR
Georgia(8/2/2023)
RR
Maine(10/18/2021)
RR
Maryland(5/5/2023)
RR
Michigan(8/14/2023)
RR
New Jersey(11/29/2017)
IAR
New Jersey(3/21/2024)
RR
New York(10/10/2024)
RR
North Carolina(5/17/2023)
RR
Pennsylvania(10/18/2021)
RR
South Carolina(8/14/2024)
RR
Virginia(8/14/2023)
RR
Washington(9/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
