Donald C. Carey
Professional summary
Donald Collins Carey Jr, who also goes by Donald C Carey Jr., Donald Collins Carey Jr., Donald Collins Carey, Donnie Carey, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 2014. Donald has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Collins Carey Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2026 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022February 17, 2016 - October 14, 2022
SHOREBRIDGE CAPITAL SECURITIES, LLC
May 20, 2015 - February 8, 2016
SPP CAPITAL PARTNERS L L C
June 2, 2014 - May 26, 2015
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPS PARTNERS LLC | OWNER | |
| TARLETON, JOHN WILLIAM | PRESIDENT, CCO, FINOP | 1631047 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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