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FIRM PROFILE
Overview
LPS CAPITAL LLC is located at 600 Lexington Avenue Suite 502, New York, NY 10022 and was first established at New York, California in 05/18/2010. After operating for 15 years, LPS CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LPS CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. LPS CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LPS CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LPS CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LPS CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LPS CAPITAL LLC Comes From
Understanding the Statistics for LPS CAPITAL LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
600 Lexington Avenue Suite 502, New York, NY 10022
600 Lexinggton Avenue Suite 502, New York, NY 10022
Small
(212) 441-3810
California since 05/18/2010
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at LPS CAPITAL LLC
Kevin Francis Niblo
John William Tarleton
Robert Eugene Mcgrath
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