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CS

Connor Snook

ALLY INVEST ADVISORS
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 6143735
CS

Professional summary

Connor Snook, who also goes by Connor G Snook, Connor Girard Snook, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Charlotte, North Carolina and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.

Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Connor has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Connor G Snook | Connor Girard Snook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Snook's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2026 - Present

ALLY INVEST ADVISORS

Office #1: 601 S. Tryon Street Suite 100, Charlotte, NC 28202
RIA
CRD#: 170301
CHARLOTTE, NC
Current

March 17, 2026 - Present

ALLY INVEST SECURITIES LLC

Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202
BD
CRD#: 136131
Charlotte, NC
Past

June 24, 2020 - January 6, 2026

ALLY INVEST ADVISORS

RIA
CRD#: 170301
CHARLOTTE, NC
Past

July 23, 2019 - January 6, 2026

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Charlotte, NC
Past

January 11, 2018 - June 26, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHARLOTTE, NC
Past

January 10, 2018 - June 26, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 29, 2014 - April 8, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MEMPHIS, TN
Past

October 29, 2014 - April 8, 2016

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MEMPHIS, TN
Past

April 28, 2014 - May 27, 2014

CETERA ADVISORS LLC

RIA
CRD#: 10299
Southhaven, MS
Past

April 28, 2014 - May 27, 2014

CETERA ADVISORS LLC

BD
CRD#: 10299
Southhaven, MS
Past

February 27, 2013 - March 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

February 4, 2013 - March 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC

CRD#: 170301 / SEC#: 801-79305

RIA
Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(3/17/2026)
IAR
North Carolina
(3/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/26/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/26/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC

CRD#: 170301 / SEC#: 801-79305

RIA
Registered Investment Advisory firm - (3/27/2014 Approved)
PREMIUM
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Contact information

Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (3/16/2026)

Regulatory assets under management

Total Number of Accounts79,536
AUM (Assets Under Management)$ 1,726,325,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLY INVEST ADVISORS

CRD#: 170301Charlotte, NC 28202

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