Michael Thomas
Professional Summary
Michael Thomas, who also goes by Michael Reno Thomas, is a registered financial advisor currently at FORGE SECURITIES LLC located in San Francisco, California. Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 14, Series 27, Series 24, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Reno Thomas
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES
Contact Information
Main Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111Mailing Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111Phone Number
(800) 279-7754Established
Delaware since 06/03/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/30/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2014About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2013About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas's CRS (Customer Relationship Summary).
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