Michael Thomas
Professional summary
Michael Thomas, who also goes by Michael Reno Thomas, is a registered financial professional currently at FORGE SECURITIES LLC located in San Francisco, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 14, Series 27, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2022 - Present
FORGE SECURITIES LLC
Office #1: 4 Embarcadero Center Suite 1500, San Francisco, CA 94111June 17, 2015 - March 26, 2022
J.P. MORGAN SECURITIES LLC
January 9, 2015 - June 12, 2015
WELLS FARGO SECURITIES, LLC
February 8, 2013 - January 14, 2015
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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