Christopher H. Jay

MACQUARIE CAPITAL (USA)

NEW YORK, NY 10103

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CRD#: 6143028

Professional summary

Christopher Hughes Jay, who also goes by Chris Jay, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chris Jay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Hughes Jay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2024 - Present

MACQUARIE CAPITAL (USA) INC.

Office #1: 660 5th Ave, New York, NY 10103

CRD#: 36368

NEW YORK, NY

Past

October 6, 2020 - June 18, 2024

ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356

NEW YORK, NY

Past

May 10, 2018 - April 2, 2020

KATAMA SECURITIES LLC

CRD#: 124667

STAMFORD, CT

Past

December 2, 2016 - September 8, 2020

MD GLOBAL PARTNERS, LLC

CRD#: 140988

Darien, CT

Past

September 5, 2014 - December 20, 2016

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

DARIEN, CT

Past

July 22, 2014 - September 4, 2014

AEGIS CAPITAL CORP.

CRD#: 15007

DARIEN, CT

Past

January 22, 2013 - July 25, 2014

DU PASQUIER & CO., INC.

CRD#: 24750

DARIEN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/6/2024)

New York
(8/6/2024)

Exams

State Security Law Exam

Series 63

Date: 1/23/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/22/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MACQUARIE CAPITAL (USA) INC.

MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.

CRD#: 36368 / SEC#: , 8-47198

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

660 5th Ave, New York, NY 10103

Mailing Address

660 5th Ave, New York, NY 10103

Phone number

(212) 231-1000

Established

Delaware since 03/01/1994

Firm type

Corporation

Fiscal year end

March

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MACQUARIE HOLDINGS (USA) INC.	SHAREHOLDER
BACHTELER, TOBIAS	CO-CHIEF EXECUTIVE OFFICER	4945558
CHAN, PAULINA M	CHIEF COMPLIANCE OFFICER	3211559
CONAHAN, JAMES S	CHIEF FINANCIAL OFFICER/FINOP	2538695
DE FREITAS, CARLOS A	CHIEF OPERATING OFFICER	4812920
FULTON, JANEEN KAY	AML OFFICER	3066508
VALENTINE, ROBERT GEOFFREY	DIRECTOR	5633577
VUOLO, JEREMY MURPHY	CO-CHIEF EXECUTIVE OFFICER	2798378

Disclosures

Regulatory Event	4
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher H. Jay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Hughes Jay's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLANTIC - PACIFIC CAPITAL, INC.

KATAMA SECURITIES LLC

MD GLOBAL PARTNERS, LLC

COLUMBUS ADVISORY GROUP, LTD.

AEGIS CAPITAL CORP.

DU PASQUIER & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/23/2013

Series 79TO

Date: 10/22/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/12/2012

FINRA

Current Firm

MACQUARIE CAPITAL (USA) INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MACQUARIE CAPITAL (USA) INC.

TRUST BUT VERIFY

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