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FIRM PROFILE
Overview
MACQUARIE CAPITAL (USA) INC. is located at 660 5th Ave, New York, NY 10103 and was first established at New York, Delaware in 03/01/1994. After operating for 32 years, MACQUARIE CAPITAL (USA) INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MACQUARIE CAPITAL (USA) INC.’s clients are individuals and 0% of their clients are high net worth individuals. MACQUARIE CAPITAL (USA) INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MACQUARIE CAPITAL (USA) INC. are registered to handle securities or provide financial advice. The firm has 5 disclosures, 4 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MACQUARIE CAPITAL (USA) INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MACQUARIE CAPITAL (USA) INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MACQUARIE CAPITAL (USA) INC. Comes From
Understanding the Statistics for MACQUARIE CAPITAL (USA) INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
660 5th Ave, New York, NY 10103
660 5th Ave, New York, NY 10103
Medium
(212) 231-1000
Delaware since 03/01/1994
Corporation
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | ||
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 | |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 | |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 | |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 | |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 | |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 | |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
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Advisor's working at MACQUARIE CAPITAL (USA) INC.
Brian J Kilar
Timothy Stephen Mostak
Shannon Andrew Pons
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