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BB

Brian E. Bergsagel

ZS SECURITIES
SEATTLE, WA 98101
Some features on this profile are disabled
CRD#: 6140208
BB

Professional summary

Brian Edwin Bergsagel is a registered financial professional currently at ZS SECURITIES, LLC located in Seattle, Washington.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2022. Brian has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Edwin Bergsagel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 27, 2026 - Present

ZS SECURITIES, LLC

Office #1: 1200 Fifth Avenue, Ste. 1500, Seattle, WA 98101
BD
CRD#: 339111
SEATTLE, WA
Past

May 9, 2023 - May 27, 2025

BG STRATEGIC ADVISORS LLC

BD
CRD#: 124448
WEST PALM BEACH, FL
Past

May 9, 2022 - March 10, 2023

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(5/8/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/27/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/23/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/7/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/19/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/27/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ZS
ZS SECURITIES, LLC
ZS SECURITIES, LLC

CRD#: 339111 / SEC#: , 8-71458

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1200 Fifth Avenue Ste. 1500, Seattle, WA 98101
Mailing Address
1200 Fifth Avenue Ste. 1500, Seattle, WA 98101
Phone number
(206) 224-7380
Established
Washington since 10/15/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ZACHARY SCOTT & CO.SOLE MEMBER
BERGSAGEL, BRIAN EDWINCHIEF EXECUTIVE OFFICER6140208
GUNZENHAUSER, RADFORD MICHAELFINOP, PFO, POO7253452
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZS SECURITIES, LLC

CRD#: 339111Seattle, WA 98101

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