Julian E. Ossa
TRUIST ADVISORY SERVICES
ST. PETERSBURG, FL 33707
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CRD#: 6138945
Professional summary
Julian Esteven Ossa, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in St. Petersburg, Florida and TRUIST INVESTMENT SERVICES, INC. located in Saint Petersburg, Florida.
Julian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Julian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
N/A POSITION: Homeowner NATURE: I am renting out my Wesley Chapel primary home and moving to a rental property in St. Petersburg, near my branches. Reporting OBA since I'll be collecting Rent from Tenants. Address: 27551 Desert Willow Way Wesley Chapel FL 33544 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2019 ADDRESS: , wesley chapel FL , United States DESCRIPTION: Collect rent from Tenants.
CRS (Client Relationship Summary) - RIA
Click below to view Julian Esteven Ossa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
April 23, 2019 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 6300 Central Ave, St. Petersburg, FL 33707RIA
CRD#: 283390
ST. PETERSBURG, FL
Current
March 5, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 6300 Central Ave, Saint Petersburg, FL 33707Office #2: 3000 54th Ave S, Saint Petersburg, FL 33712Office #3: 360 Central Ave Ste 17, Saint Petersburg, FL 33701Office #4: 21744 State Rd 54, Lutz, FL 33549Office #5: 7694 49th St N, Pinellas Park, FL 33781Office #6: 3601 34th St N, Saint Petersburg, FL 33713Office #7: 5801 Ulmerton Rd, Clearwater, FL 33760Office #8: 2475 Sunset Point Rd, Clearwater, FL 33765Office #9: 100 34th St N, Saint Petersburg, FL 33713Office #10: 6900 22nd Ave N, Saint Petersburg, FL 33710Office #11: 5511 Park St N, Saint Petersburg, FL 33709BD
CRD#: 17499
Saint Petersburg, FL
Past
June 16, 2014 - March 4, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
TAMPA, FL
Past
February 14, 2013 - March 4, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/2019)
RR
Alaska(4/19/2023)
RR
Arizona(4/26/2019)
RR
Colorado(6/10/2019)
RR
Connecticut(4/24/2019)
RR
Delaware(6/18/2019)
RR
District of Columbia(4/9/2020)
RR
Florida(4/23/2019)
IAR
Florida(4/23/2019)
RR
Georgia(4/2/2019)
RR
Hawaii(6/9/2022)
RR
Illinois(6/10/2019)
RR
Indiana(3/8/2019)
RR
Iowa(3/8/2019)
RR
Kansas(3/8/2019)
RR
Maryland(3/8/2019)
RR
Michigan(4/9/2020)
RR
Missouri(3/8/2019)
RR
Montana(3/7/2019)
RR
Nebraska(4/29/2019)
RR
Nevada(5/3/2019)
RR
New Hampshire(10/29/2021)
RR
New Jersey(4/24/2019)
RR
New Mexico(5/24/2019)
RR
New York(5/23/2019)
RR
North Carolina(3/8/2019)
RR
Ohio(3/6/2019)
RR
Oregon(10/7/2025)
RR
Pennsylvania(3/8/2019)
RR
Puerto Rico(11/7/2023)
RR
Rhode Island(3/6/2019)
IAR
Rhode Island(4/21/2020)
RR
South Carolina(4/25/2019)
RR
Tennessee(4/24/2019)
RR
Texas(3/12/2019)
IAR
Texas(8/10/2021)
RR
Vermont(4/24/2019)
RR
Virginia(4/24/2019)
RR
Washington(5/28/2019)
RR
Wisconsin(1/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
