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JF

Julian Valentin Fernandez

SABADELL SECURITIES USA
MIAMI, FL
·CRD# 6138371·13 years experience

Professional Summary

Julian Valentin Fernandez, who also goes by Julian Fernandez, is a registered financial advisor currently at SABADELL SECURITIES USA, INC. located in Miami, Florida. Julian is registered as a RR (Registered Representative) and started their career in finance in 2013. Julian has worked at 1 firm and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Julian Fernandez

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

SABADELL SECURITIES USA, INC.·CRD# 148137
BD
1111 Brickell Avenue 30th Floor, Miami, FL, 33131
March 25, 2013 - Present

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Current Firm

SS
SABADELL SECURITIES USA, INC.

SABADELL SECURITIES USA | SABADELL SECURITIES USA, INC.

CRD#: 148137 / SEC#: 801-71763, 8-67975
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1111 Brickell Avenue 30th Floor 30th Floor, Miami, FL, 33131

Mailing Address

1111 Brickell Avenue 30th Floor, Miami, FL, 33131

Phone Number

(786) 587-1603

Established

Florida since 05/23/2008

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BANCO SABADELL, SAPARENT—
DINAMARCA, RUBEN ANDRESCOO6201999
FERNANDEZ, JULIAN VALENTINDIRECTOR6138371
LABISTE, VIRGINIAPRESIDENT/ CEO5654675
RODRIGUEZ, GLORIA MCCO5179878
SINGER, STEVEN FREDERICFINOP/ CFO2360737
TORRAS, JORDIMEMBER OF BOARD OF DIRECTORS6547780
VILLOLDO, JORGE PATRICKDIRECTOR4370481

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(3/25/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2013About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Julian Valentin Fernandez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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