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JD

Joseph Dagostino

THE O.N. EQUITY SALES COMPANY
Lee's Summit, MO 64064
CRD#: 6136358
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JD
Joseph DagostinoTHE O.N. EQUITY SALES COMPANY

Professional summary

Joseph Dagostino, who also goes by Joe D'agostino, Joseph D'agostino, Joseph Louis Dagostino, Joseph L Dagostino, Joseph Dagostino, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Lee's Summit, Missouri.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe D'agostino | Joseph D'agostino | Joseph Louis Dagostino | Joseph L Dagostino | Joseph Dagostino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Dagostino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2026 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 2641 Ne Mcbaine Drive, Lee's Summit, MO 64064
BD
CRD#: 2936
Lee's Summit, MO
Past

January 13, 2023 - June 25, 2024

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
Leavenworth, KS
Past

June 25, 2021 - January 9, 2023

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
LEAWOOD, KS
Past

December 2, 2019 - March 18, 2020

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
OVERLAND PARK, KS
Past

June 20, 2018 - December 5, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Overland Park, KS
Past

January 16, 2013 - May 15, 2018

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
Leawood, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kansas
(3/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/8/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/15/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TO
THE O.N. EQUITY SALES COMPANY
THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(513) 794-6794
Established
Ohio since 08/22/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures

Regulatory Event7
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE O.N. EQUITY SALES COMPANY

CRD#: 2936Lee's Summit, MO 64064

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