Adam J. Schwartz
STRATEGIC ADVISERS LLC | Financial Consultant
NEW YORK, NY
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CRD#: 6136264
Professional summary
Adam Jarett Schwartz, CFP®, who also goes by Adam J Schwartz, Adam Jarett Schwartz, Adam Schwartz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I graduated from Towson University in 2012, and have been in the financial services industry for the last 10 years. I bring a unique perspective to my clients as a Certified Financial Planner and aim to help clients take advantage of their cash flow, live for today, and plan responsibly for tomorrow. I understand my clients are in different stages of life, and believe a financial plan must reflect your personal situation, and will help you create a financial plan that aligns with your goals.
Question & Answer
What are your service offerings?
Education Planning
Investment Planning
Retirement Income Management
Insurance Planning
Budgeting
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Adam J Schwartz | Adam Jarett Schwartz | Adam Schwartz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Jarett Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Education
Towson University
Bachelor of Science (BS) - Economics
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1356 Third Avenue, New York, NY 10075RIA
CRD#: 104555
NEW YORK, NY
Current
June 30, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1356 Third Avenue, New York, NY 10075BD
CRD#: 7784
New York, NY
Past
July 29, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
March 5, 2019 - July 1, 2020
HARRISDIRECT LLC
RIA
CRD#: 42159
New York, NY
Past
March 1, 2019 - July 1, 2020
E*TRADE SECURITIES LLC
BD
CRD#: 29106
New York, NY
Past
June 15, 2017 - February 26, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NEW YORK, NY
Past
April 19, 2017 - February 26, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
March 1, 2013 - April 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GARDEN CITY, NY
Past
March 1, 2013 - April 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GARDEN CITY, NY
Past
February 4, 2013 - March 12, 2013
MORGAN STANLEY
RIA
CRD#: 149777
GARDEN CITY, NY
Past
January 1, 2013 - March 12, 2013
MORGAN STANLEY
BD
CRD#: 149777
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/14/2021)
RR
California(8/11/2020)
RR
Colorado(5/29/2025)
RR
Connecticut(6/30/2020)
RR
Florida(6/30/2020)
RR
Georgia(3/12/2024)
RR
Hawaii(8/13/2021)
RR
Massachusetts(3/4/2022)
RR
New Hampshire(11/22/2024)
RR
New Jersey(6/30/2020)
IAR
New Jersey(3/31/2025)
RR
New York(6/30/2020)
IAR
New York(3/31/2025)
RR
North Carolina(1/6/2023)
RR
Pennsylvania(8/11/2020)
RR
South Carolina(5/16/2024)
RR
South Dakota(5/16/2022)
RR
Texas(1/7/2022)
IAR
Texas(3/31/2025)
RR
Washington(7/8/2021)
RR
Wisconsin(3/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555New York, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
