AV
Andre Veres
HORNOR, TOWNSEND & KENT
Tucson, AZ 85718
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CRD#: 6134349
AV
Professional summary
Andre Veres is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Tucson, Arizona.
Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Andre has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: LONGVIEW INSURANCE & INVESTMENTS | POSITION HELD: PARTNER | ADDRESS: 1820 E RIVER ROAD SUITE 230, TUCSON, AZ 85718 | START DATE: 1/1/2021 | NATURE OF ACTIVITY:MULTI-LINE INSURANCE | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101-140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR,TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) ANDRE VERES INSURANCE & INVESTMENTS, LLC | POSITION: PROPRIETOR/OWNER | NATURE: LLC CREATED FOR TAX PURPOSES | INVESTMENT RELATED: NO | NUMBER OF HOURS: 0 | SECURITIES TRADING HOURS: 0 | START DATE: 01/01/2021 | ADDRESS: 1820 E. RIVER RD. SUITE 230, TUCSON AZ 85755 | DESCRIPTION: ENTITY CREATED FOR PERSONAL ACCOUNTING/NOT SECURITIES OR INSURANCE RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Andre Veres's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andre Veres's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1820 E River Road Suite 230, Tucson, AZ 85718RIA
BD
CRD#: 4031
Tucson, AZ
Current
July 7, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1820 E River Road Suite 230, Tucson, AZ 85718RIA
BD
CRD#: 4031
Tucson, AZ
Past
April 15, 2014 - June 30, 2016
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
SCOTTSDALE, AZ
Past
March 13, 2014 - June 30, 2016
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
SCOTTSDALE, AZ
Past
April 18, 2013 - February 28, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2023)
RR
Arizona(7/7/2016)
IAR
Arizona(8/15/2016)
RR
California(11/2/2017)
RR
Colorado(11/2/2017)
RR
District of Columbia(8/17/2017)
RR
Florida(11/2/2017)
RR
Idaho(8/17/2017)
RR
Illinois(1/27/2025)
RR
Indiana(11/22/2019)
RR
Iowa(6/7/2022)
RR
Maryland(8/10/2017)
RR
Michigan(5/9/2019)
RR
Minnesota(6/5/2025)
RR
Missouri(8/4/2025)
RR
Nevada(6/11/2020)
RR
New Jersey(4/22/2019)
RR
New Mexico(6/7/2017)
RR
New York(2/28/2022)
RR
Ohio(6/28/2018)
RR
Oregon(12/12/2017)
RR
Pennsylvania(4/14/2023)
RR
South Carolina(8/4/2025)
RR
Texas(9/18/2020)
IAR
Texas(9/10/2021)
RR
Virginia(9/7/2016)
RR
Washington(7/21/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
