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LD

Luis M. Dieguez

BLUEPRINT FINANCIAL ADVISORS
Charlotte, NC 28204
Some features on this profile are disabled
CRD#: 6132078
LD

Professional summary

Luis Miguel Dieguez is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Charlotte, North Carolina and MAPLEWOOD INVESTMENTS, INC. located in Charlotte, North Carolina.

Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Luis has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Miguel Dieguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

BLUEPRINT FINANCIAL ADVISORS

Office #1: 1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204
RIA
CRD#: 315570
Charlotte, NC
Current

January 28, 2026 - Present

MAPLEWOOD INVESTMENTS, INC.

Office #1: 1100 Kenilworth Ave, Suite 210, Charlotte, NC 28204
BD
CRD#: 103723
Charlotte, NC
Past

May 22, 2024 - January 26, 2026

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
CHARLOTTE, NC
Past

October 6, 2023 - January 26, 2026

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CHARLOTTE, NC
Past

January 31, 2022 - September 5, 2023

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Matthews, NC
Past

May 13, 2020 - February 2, 2022

NYLIFE SECURITIES LLC

BD
CRD#: 5167
CHARLOTTE, NC
Past

April 16, 2019 - March 25, 2020

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CHARLOTTE, NC
Past

March 20, 2018 - March 15, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
ADDISON, TX
Past

November 29, 2017 - December 21, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ADDISON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | SAVVY FINANCIAL | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MORSE CAPITAL PARTNERS | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | EMERALD FINANCIAL GROUP | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS

CRD#: 315570 / SEC#: 801-121848

RIA
Registered Investment Advisory firm - (7/23/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(1/28/2026)
IAR
North Carolina
(1/28/2026)
RR
South Carolina
(1/28/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/10/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/7/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/29/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | SAVVY FINANCIAL | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MORSE CAPITAL PARTNERS | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | EMERALD FINANCIAL GROUP | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS

CRD#: 315570 / SEC#: 801-121848

RIA
Registered Investment Advisory firm - (7/23/2021 Approved)
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Contact information

Main Address
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204
Mailing Address
Phone number
(844) 200-2568
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BFA FORM ADV 2A (JULY 15, 2025) (7/15/2025)

Regulatory assets under management

Total Number of Accounts1,298
AUM (Assets Under Management)$ 201,503,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUEPRINT FINANCIAL ADVISORS

CRD#: 315570Charlotte, NC 28204

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