Michael M. Tolliver
ALLSTATE FINANCIAL ADVISORS
Hockessin, DE 19707-9577
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CRD#: 6129399
Professional summary
Michael Morgan Tolliver, CFP®, who also goes by Michael Tolliver, Mike M Tolliver, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Hockessin, Delaware and ALLSTATE FINANCIAL SERVICES, LLC located in Hockessin, Delaware.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Tolliver | Mike M Tolliver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AUTHOR POSITION: Author NATURE: I have written a book as an educational resource regarding financial planning principles for Main Street investors. The idea is to position myself as a subject matter expert by conveying concepts that individuals can apply to their own circumstances if the need should arise. The book is ready to publish, and when it is published it will have a website, Amazon listing, Shopify listing, and social media pages. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 204 Jupiter Rd, Newark DE 19711, United States DESCRIPTION: Sole owner and distributor of the content in the book PARK UNIVERSITY POSITION: Adjunct Professor NATURE: I am an adjunct professor for an online section of Business Ethics. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/08/2021 ADDRESS: 8700 NW River Park Dr, Parkville MO 64152, United States DESCRIPTION: I moderate a section of Business Ethics each term, which involves a weekly discussion board, a final presentation and a final paper. MEGED MARKETING LLC POSITION: Owner NATURE: This as-yet-to-be-created LLC will manage all of the marketing activities of my agency. I will route all market spend through this LLC, and make this entity responsible for all marketing initiatives INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 204 Jupiter Rd, Newark DE 19711, United States DESCRIPTION: I will manage the market spend and marketing initiatives of my agency. I do not intend to provide this service to any other agency than my own. So this LLC will be a B2B with one customer - myself. PORTAGE LEARNING POSITION: Adjunct Professor NATURE: Portage Learning offers regionally accredited courses that fulfill the Gen Ed requirements of primarily nursing students at a fraction of the cost of their primary institution. These credits transfer to the primary institution in a 1 to 1 fashion. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2024 ADDRESS: 2521 Darlington Rd, Suite 2, Beaver Falls PA 15010, United States DESCRIPTION: I will be an adjunct professor administering online-only classes for students in an asynchronous fashion. The classes will be Biomedical Ethics and Sociology. The courses are pre-built, and all I need to do is address student questions and referee any issues that come up. CENTER FOR HEBRAIC THOUGHT POSITION: Executive Director NATURE: The Center for Hebraic Thought creates content aimed at increasing awareness of and respect for the thought world of the Ancient Near East. Specifically, the discipline of philosophy tends to regard philosophy only as whatever the Greeks did. The Ancient Israelites, however, had a rich intellectual history that continues to influence many of our most cherished institutions today. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2024 ADDRESS: 531 W 30th St, Holland MI 49423, United States DESCRIPTION: I will coordinate all of the activities of the Center, primarily related to content creation, but also in a less frequent sense related to fund-raising activities and conferences attended or held by the Center.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Morgan Tolliver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 4, 2020 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 1302 Old Lancaster Pike Ste A, Hockessin, DE 19707-9577RIA
CRD#: 109524
Hockessin, DE
Current
August 4, 2020 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1302 Old Lancaster Pike Ste A, Hockessin, DE 19707-9577BD
CRD#: 18272
Hockessin, DE
Past
October 9, 2019 - July 28, 2020
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
NEWARK, DE
Past
September 13, 2019 - July 28, 2020
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NEWARK, DE
Past
February 6, 2019 - September 19, 2019
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
NEWARK, DE
Past
January 15, 2019 - September 19, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, DE
Past
January 9, 2018 - October 31, 2018
MALLARD ADVISORS
RIA
CRD#: 168795
HOCKESSIN, DE
Past
January 4, 2017 - October 24, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC
RIA
CRD#: 138459
AURORA, CO
Past
April 21, 2016 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
Aurora, CO
Past
April 21, 2016 - October 24, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC
BD
CRD#: 138459
AURORA, CO
Past
December 12, 2014 - April 29, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENWOOD VILLAGE, CO
Past
December 12, 2014 - April 29, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENWOOD VILLAGE, CO
Past
October 28, 2014 - December 15, 2014
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
BOSTON, MA
Past
December 11, 2012 - December 15, 2014
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/4/2020)
IAR
Delaware(8/4/2020)
RR
Florida(10/18/2022)
RR
Maryland(4/6/2022)
RR
Missouri(2/16/2024)
RR
New Jersey(10/5/2020)
RR
Pennsylvania(2/16/2024)
RR
Utah(10/5/2022)
RR
Virginia(4/6/2022)
RR
West Virginia(4/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Hockessin, DE 19707-9577TRUST BUT VERIFY
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