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Steven G Mcgowan

CFP®

REDI GLOBAL TECHNOLOGIES

Chicago, IL

·CRD# 6129397·14 years experience

Professional Summary

Steven G Mcgowan, CFP® is a registered financial advisor currently at REDI GLOBAL TECHNOLOGIES LLC located in Chicago, Illinois and TORA TRADING SERVICES, LLC located in New York, New York. Steven is registered as a RR (Registered Representative) and started their career in finance in 2012. Steven has worked at 6 firms and has passed the Series 66, SIE, Series 57 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

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Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial Planner

Years of Experience

14 years in the financial services industry

Current & Past Employments

REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924

BD

311 S. Wacker Drive, Suite 1200, Chicago, IL 60606

November 3, 2020 - Present

TORA TRADING SERVICES, LLC·CRD# 135423

BD

28 Liberty Street 58fl, New York, NY 10005

February 12, 2026 - Present

303 ALTERNATIVES, LLC·CRD# 166675

BD

Chicago, IL

March 16, 2020 - August 25, 2020

CANTOR FITZGERALD & CO.·CRD# 134

BD

Chicago, IL

December 2, 2013 - January 3, 2020

ENVESTNET PMC·CRD# 111694

RIA

Chicago, IL

September 6, 2013 - November 29, 2013

PORTFOLIO BROKERAGE SERVICES, INC.·CRD# 18554

BD

Chicago, IL

December 12, 2012 - November 29, 2013

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Current Firm

TT

TORA TRADING SERVICES, LLC

TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: 8-66925

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 58fl, New York, NY 10005

Mailing Address

28 Liberty Street Floor 56, New York, NY 10005

Phone Number

(650) 513-6700

Established

Delaware since 01/27/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
TORA TRADING SERVICES, LTD.	SOLE OWNER	—
BALTOVSKI, ALEXANDER	FINOP	2350828
CUTLER, SETH	DIRECTOR	2594208
IAMSCICOV WEIGL, KATARINA	CHIEF COMPLIANCE OFFICER	7893210
IAMSCICOV WEIGL, KATARINA	SECRETARY	7893210
MALONEY, MICHAEL G	MANAGING PRINCIPAL, DIRECTOR	5728423
SIBLEY, JOHN HOLDEN	DIRECTOR	5781488

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/3/2020)

RR

Alaska
(11/3/2020)

RR

Arizona
(11/3/2020)

RR

Arkansas
(11/3/2020)

RR

California
(11/3/2020)

RR

Colorado
(11/3/2020)

RR

Connecticut
(11/3/2020)

RR

Delaware
(11/3/2020)

RR

District of Columbia
(11/3/2020)

RR

Florida
(11/3/2020)

RR

Georgia
(11/3/2020)

RR

Hawaii
(11/3/2020)

RR

Idaho
(11/3/2020)

RR

Illinois
(11/3/2020)

RR

Indiana
(11/3/2020)

RR

Iowa
(11/3/2020)

RR

Kansas
(11/3/2020)

RR

Kentucky
(11/3/2020)

RR

Louisiana
(11/3/2020)

RR

Maine
(11/3/2020)

RR

Maryland
(11/3/2020)

RR

Massachusetts
(11/3/2020)

RR

Michigan
(11/3/2020)

RR

Minnesota
(11/3/2020)

RR

Mississippi
(11/3/2020)

RR

Missouri
(11/3/2020)

RR

Montana
(11/3/2020)

RR

Nebraska
(11/3/2020)

RR

Nevada
(11/3/2020)

RR

New Hampshire
(11/3/2020)

RR

New Jersey
(11/3/2020)

RR

New Mexico
(11/3/2020)

RR

New York
(11/3/2020)

RR

North Carolina
(11/3/2020)

RR

North Dakota
(11/3/2020)

RR

Ohio
(11/10/2020)

RR

Oklahoma
(11/3/2020)

RR

Oregon
(11/3/2020)

RR

Pennsylvania
(11/3/2020)

RR

Puerto Rico
(11/3/2020)

RR

Rhode Island
(11/3/2020)

RR

South Carolina
(11/3/2020)

RR

South Dakota
(11/3/2020)

RR

Tennessee
(11/3/2020)

RR

Texas
(11/3/2020)

RR

Utah
(11/3/2020)

RR

Vermont
(11/3/2020)

RR

Virgin Islands
(11/3/2020)

RR

Virginia
(11/3/2020)

RR

Washington
(11/3/2020)

RR

West Virginia
(11/3/2020)

RR

Wisconsin
(11/3/2020)

RR

Wyoming
(11/3/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Oct 2016About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Nov 2012About the Series 7 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Steven G Mcgowan's CRS (Customer Relationship Summary).

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SM

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