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CS

Cameron Smith

ZOE SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 6127100
CS

Professional summary

Cameron Smith is a registered financial professional currently at ZOE SECURITIES LLC located in New York, New York.

Cameron is registered as a RR (Registered Representative) and started their career in finance in 2021. Cameron has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cameron Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2025 - Present

ZOE SECURITIES LLC

Office #1: 666 Third Ave 6th Floor, New York, NY 10017
BD
CRD#: 326979
New York, NY
Past

March 15, 2021 - June 6, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/28/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/25/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

ZS
ZOE SECURITIES LLC
ZOE SECURITIES LLC

CRD#: 326979 / SEC#: , 8-71111

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
666 Third Ave 6th Floor, New York, NY 10017
Mailing Address
666 Third Ave 6th Floor, New York, NY 10017
Phone number
(646) 680-9244
Established
Delaware since 06/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ZOE FINANCIAL, INC.SOLE MEMBER285158
CHIN, PHYLLIS NYUK FAHFINOP6250921
GAUR, RAJESHHEAD OF BD5737107
MARLIN, ROSS EVANCCO6931826

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZOE SECURITIES LLC

CRD#: 326979New York, NY 10017

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