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CRD#: 326979
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for ZOE SECURITIES LLC Comes From

Understanding the Statistics for ZOE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
666 Third Ave 6th Floor, New York, NY 10017
Mailing Address
666 Third Ave 6th Floor, New York, NY 10017
Firm Size
Small
Phone Number
(646) 680-9244
Established
Delaware since 06/01/2023
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ZOE FINANCIAL, INC.SOLE MEMBER285158
CHIN, PHYLLIS NYUK FAHFINOP6250921
GAUR, RAJESHHEAD OF BD5737107
MARLIN, ROSS EVANCCO6931826

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Advisor's working at ZOE SECURITIES LLC

PC

Phyllis Nyuk Fah Chin

Phyllis Nyuk Fah Chan
RR
CRD#: 6250921
Location:
New York, NY 10017
Company:
GLOBAL FRONTERA MARKETS INC.
Disclosures:
Experience:
12 years
RM

Ross Marlin

Ross Evan Marlin
RR
CRD#: 6931826
Location:
New York, NY 10017
Company:
ZOE SECURITIES LLC
Disclosures:
Experience:
8 years
RG

Rajesh Gaur

IAR
RR
CRD#: 5737107
Location:
New York, NY 10017
Company:
ZOE FINANCIAL, INC.
Disclosures:
Experience:
6 years
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