RN
Robert R. Nimocks
FIRST CITIZENS INVESTOR SERVICES
CHARLOTTE, NC 28202
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CRD#: 6125615
RN
Professional summary
Robert Rankin Nimocks JR., CFP®, who also goes by Rankin Nimocks, Robert Rankin Nimocks, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rankin Nimocks | Robert Rankin Nimocks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rankin Investments; 2018 Fort Bragg Rd. Suite 100 Fayetteville, NC 28303; real estate investments, rental properties; began 11/2/2015; 0 hours per month; non-investment related; I am a passive 50% partner in Rankin Investments LLC. This LLC contains 2 commercial rental properties throwing off passive income and I do not manage these properties because they are in my hometown of Fayetteville, NC. 1 property is owned free and clear and valued at $250k (524 S Eastern Blvd, Fayetteville). 1 property has less than a 45% ltv and is valued at about $950k (2944 Breezewood Ave., Fayetteville, NC). This LLC takes up none of my time and the majority of cash put down initially was by me done back in 2015 as down payment to purchase our 1st property 2944 Breezewood. 524 S Eastern Blvd was later purchased with a reserve build up from the cash flows thrown off by 2944 Breezewood for a few years. Rankin Investments LLC has a commercial loan here with First Citizens bank and we will be paying off the loan in 6 years, but any commercial loan has not only had a perfect pay history, but we pay a few thousand a month extra to pay off the loan early, maintain a healthy reserve in the LLC deposit account here with First Citizens, and do not take income nor intend to ever take income until the properties are paid off free & clear. The managing partner is my father Ranny Nimocks (Robert Rankin Nimocks) who is a First Citizens client and Marcia White is his Private Banker so there is not a conflict of interest. K1 income for this LLC has always been positive even after all tax write offs and deductions and again we do not take any income. This LLC throws off positive k1 income even when there are multiple vacancies. The Rankin Investments LLC deposit account with First Citizens currently has over $32k in it. Compensation is K1 rental income; business is a client of the firm.
No Business Name; 2550 Dilworth Heights Lane, Charlotte, NC 28209; Business is a rental property/rental income; position is owner of the home. Began 8/1/14; 1 hour per month not during trading hours; non investment related; IT'S A RENTAL PROPERTY WHERE A LEASE IS SIGNED ON AN ANNUAL BASIS AND CURRENT LEASE IS AT LEAST 18 MONTHS. RECEIPT OF RENTAL INCOME IS AUTOMATED. ROUGHLY ONCE A YEAR, I SCHEDULE A HANDYMAN AND CLEANERS, AND LIST THE PROPERTY FOR NEW TENANT APPLICATIONS, AND FIX UP LITTLE THINGS ON A WEEKEND WHEN WE PREPARE FOR A NEW TENANT. Compensation is rental income. Business is a client of the firm.
Nimocks Personal Rental Property; 9503 Tresanton Dr. Charlotte, NC 28210; Nature of business is rent out property for rental income for up to 14 days for a golf tournament and holiday vacations; Owner of the home but wife handles short term rental of the home. Began 7/1/18, 0 hours/month, non-investment related; no responsibility as wife handles the short term rentals and preparing of our home to rent when we go out of town. Compensation is rental income, business is a client of the firm.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Rankin Nimocks JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Rankin Nimocks JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 4, 2016 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202RIA
BD
CRD#: 44430
CHARLOTTE, NC
Current
March 30, 2016 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202RIA
BD
CRD#: 44430
CHARLOTTE, NC
Past
October 19, 2012 - April 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(3/31/2016)
IAR
North Carolina(4/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
