Daniel P. Vass

VASS FINANCIAL STRATEGIES

Lafayette Hill, PA 19444

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CRD#: 6119594

Professional summary

Daniel P Vass is a registered financial advisor currently at VASS FINANCIAL STRATEGIES located in Lafayette Hill, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES - DANIEL P. VASS IS LICENSED TO SELL LIFE AND HEALTH INSURANCE AND SPENDS APPROXIMATELY 15% OF HIS TIME ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P Vass's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2015 - Present

VASS FINANCIAL STRATEGIES

Office #1: 439 Germantown Pike, Lafayette Hill, PA 19444

RIA

CRD#: 271038

Lafayette Hill, PA

Past

May 20, 2015 - August 28, 2015

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Past

September 9, 2014 - August 11, 2015

RZ WEALTH

RIA

CRD#: 172573

WAYNE, PA

Past

April 15, 2013 - May 6, 2015

WFG ADVISORS, LP

RIA

CRD#: 125073

WAYNE, PA

Past

March 11, 2013 - May 6, 2015

WFG INVESTMENTS, INC.

CRD#: 22704

WAYNE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/26/2013

Registered Options Principal Examination

Current Firm

VASS FINANCIAL STRATEGIES

VASS FINANCIAL STRATEGIES | VASS FINANCIAL STRATEGIES, LLC

CRD#: 271038 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (8/18/2015 Approved)

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Contact information

Main Address

439 Germantown Pike, Lafayette Hill, PA 19444

Mailing Address

P.o. Box 195, Lafayette Hill, PA 19444

Phone number

(610) 828-9536

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 36,557,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel P. Vass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel P Vass's CRS (Customer Relationship Summary).

Certified licenses

Experience

MYCIO WEALTH PARTNERS, LLC

RZ WEALTH

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/2013

SIE

Date: 5/6/2015

Series 7

Date: 3/9/2013

Series 24

Date: 9/10/2013

Series 4

Date: 7/26/2013

Current Firm

VASS FINANCIAL STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VASS FINANCIAL STRATEGIES

TRUST BUT VERIFY

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