HL
Holly E. Lovell
KESTRA ADVISORY SERVICES
Jacksonville, TX 75766
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CRD#: 6115297
HL
Professional summary
Holly Elizabeth Lovell, who also goes by Holly Elizabeth Gresham, Holly Elizabeth Holcomb, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Jacksonville, Texas and KESTRA INVESTMENT SERVICES, LLC located in Crockett, Texas.
Holly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Holly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Holly Elizabeth Gresham | Holly Elizabeth Holcomb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: INVESTMENT ADVISOR REPRESENTATIVE Start Date: 3/31/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: PROVIDE INVESTMENT ADVICE TO CLIENTS AND ACT AS A FIDUCIARY TO CLIENTS Business Name: NORTHROCK INVESTMENT MANAGEMENT Investment Related: Yes Address: 3200 TROUP HWY SUITE 330-A TYLER TX 75701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: SOLE FINANCIAL ADVISOR Start Date: 8/1/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SECURITY PORTFOLIO MANAGEMENT FOR MY CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view Holly Elizabeth Lovell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 120 Ragsdale, Jacksonville, TX 75766RIA
CRD#: 283330
Jacksonville, TX
Current
April 6, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1512 E Loop 304 Building 200 Ste 106, Crockett, TX 75835Office #2: 120 South Ragsdale, Jacksonville, TX 75766BD
CRD#: 42046
Crockett, TX
Past
August 28, 2015 - April 20, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
TYLER, TX
Past
August 28, 2015 - April 20, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
TYLER, TX
Past
May 6, 2013 - August 31, 2015
EDWARD JONES
RIA
CRD#: 250
CROCKETT, TX
Past
February 22, 2013 - August 31, 2015
EDWARD JONES
BD
CRD#: 250
CROCKETT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/6/2017)
RR
Florida(3/30/2020)
RR
Louisiana(4/6/2017)
RR
Missouri(6/17/2021)
RR
Tennessee(4/6/2017)
RR
Texas(4/6/2017)
IAR
Texas(4/6/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Jacksonville, TX 75766TRUST BUT VERIFY
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