Tessa E. Steinemann
KESTRA PRIVATE WEALTH SERVICES
SANDUSKY, OH 44870
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CRD#: 6112623
Professional summary
Tessa E Steinemann, CFP® is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Sandusky, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Sandusky, Ohio.
Tessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Tessa has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: HARBOURTOWN FINE ARTS CENTER POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 736 Main St, Vermilion OH 44089 DESCRIPTION: Advise the board on fundraising and help with fundraising efforts and events. Business Name: TRUE ALPHA WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/16/2024 ADDRESS: 5004 Timber Commons Dr, Sandusky OH 44870 DESCRIPTION: Financial advising and consulting. Business Name: SANDUSKY EDUCATION FOUNDATION POSITION: Treasurer / Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2021 ADDRESS: 135 E Washington Row, Sandusky OH 44870 DESCRIPTION: I am the treasurer. I monitor their finances and create the monthly financial report. Also advise the President on all matters of the organization. Business Name: THE ASSEMBLY OF ERIE COUNTY POSITION: President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 5125 Liberty Ave, Vermilion OH 44089 DESCRIPTION: I help coordinate the 3 events and help the secretary manage the member list and help the treasurer collect dues by reaching out to members reminding them to pay. Business Name: INVEST WITH TESS LLC POSITION: owner NATURE: pass thru LLC for income from Kestra INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2024 ADDRESS: 5125 Liberty Ave, Vermilion OH 44089 DESCRIPTION: This is my pass thru LLC for income from Kestra Business Name: DIVORCE TRIFECTA POSITION: Using as a marketing arm NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 04/14/2025 ADDRESS: 5004 Timber Commons Dr, Sandusky OH 44870, United States DESCRIPTION: Create content for marketing purposes
CRS (Client Relationship Summary) - RIA
Click below to view Tessa E Steinemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
October 16, 2024 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 5004 Timber Commons Drive, Sandusky, OH 44870RIA
CRD#: 155193
SANDUSKY, OH
Current
October 16, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5004 Timber Commons Drive, Sandusky, OH 44870BD
CRD#: 42046
Sandusky, OH
Past
December 7, 2017 - October 18, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANDUSKY, OH
Past
October 2, 2017 - October 18, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
SANDUSKY, OH
Past
September 13, 2012 - October 4, 2013
JPMORGAN DISTRIBUTION SERVICES, INC.
BD
CRD#: 104234
WESTERVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/16/2024)
RR
Florida(10/16/2024)
RR
Georgia(10/16/2024)
RR
Illinois(10/16/2024)
RR
Missouri(6/5/2025)
RR
New York(10/16/2024)
RR
Ohio(10/16/2024)
IAR
Ohio(10/16/2024)
RR
South Carolina(10/16/2024)
RR
Texas(3/25/2025)
IAR
Texas(3/25/2025)
RR
Virginia(10/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Sandusky, OH 44870TRUST BUT VERIFY
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