AB
Andrew J. Beltz
KESTRA ADVISORY SERVICES
West Chester, PA 19382
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CRD#: 6108913
AB
Professional summary
Andrew James Beltz, who also goes by Andrew J Beltz, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in West Chester, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in West Chester, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Andrew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew J Beltz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/21/2022 ADDRESS: 5707 Southwest Pkwy, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Advisory Services Business Name: JAMES WALTER WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/22/2022 ADDRESS: 882 S Matlack St, Unit 109, West Chester PA 19382, United States DESCRIPTION: Financial Advising Business Name: JAMES WALTER WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/22/2022 ADDRESS: 882 S Matlack St, Unit 109, West Chester PA 19382, United States DESCRIPTION: Financial Advising
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Beltz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 882 S. Matlack St. Suite 109, West Chester, PA 19382RIA
CRD#: 283330
West Chester, PA
Current
June 21, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 882 S Matlack St 109, West Chester, PA 19382BD
CRD#: 42046
West Chester, PA
Past
November 1, 2021 - June 27, 2022
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
WEST CHESTER, PA
Past
November 1, 2021 - June 27, 2022
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
WEST CHESTER, PA
Past
October 1, 2014 - June 24, 2021
FIRST TRUST ADVISORS LP
RIA
CRD#: 107027
CHARLOTTE, NC
Past
October 1, 2014 - June 24, 2021
FIRST TRUST PORTFOLIOS L.P.
BD
CRD#: 28519
WHEATON, IL
Past
December 5, 2012 - October 4, 2014
MORGAN STANLEY
RIA
CRD#: 149777
WEST CHESTER, PA
Past
October 3, 2012 - October 4, 2014
MORGAN STANLEY
BD
CRD#: 149777
WEST CHESTER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/21/2022)
RR
Florida(6/21/2022)
RR
Michigan(8/15/2022)
RR
New Jersey(6/21/2022)
RR
New York(1/7/2025)
RR
Ohio(6/21/2022)
RR
Pennsylvania(6/21/2022)
IAR
Pennsylvania(6/21/2022)
RR
Texas(3/21/2025)
IAR
Texas(3/24/2025)
RR
Virginia(6/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330West Chester, PA 19382TRUST BUT VERIFY
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