Pierce B. Walsh
Professional summary
Pierce Barton Walsh, who also goes by Pierce Barton Walsh, is a registered financial professional currently at MOELIS & COMPANY LLC located in San Francisco, California.
Pierce is registered as a RR (Registered Representative) and started their career in finance in 2013. Pierce has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 50, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pierce Barton Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2023 - Present
MOELIS & COMPANY LLC
Office #1: One Maritime Plaza 25th Floor, San Francisco, CA 94111August 17, 2021 - May 1, 2023
LEERINK PARTNERS LLC
September 14, 2017 - July 21, 2021
UBS SECURITIES LLC
October 20, 2016 - August 24, 2017
TRUIST SECURITIES, INC.
August 6, 2013 - September 21, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2023)
Exams
FINRA
Current Firm
MOELIS & COMPANY LLC
CRD#: 145115 / SEC#: , 8-67705
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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