FIND A MOELIS & COMPANY LLC FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at MOELIS & COMPANY LLC
Looking for a Financial Advisor at MOELIS & COMPANY LLC?
We have compiled every financial advisor who works at MOELIS & COMPANY LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
MOELIS & COMPANY LLC is located at 399 Park Avenue 4th Floor, New York, NY 10022 and was first established at New York, Delaware in 06/12/2007. After operating for 18 years, MOELIS & COMPANY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MOELIS & COMPANY LLC’s clients are individuals and 0% of their clients are high net worth individuals. MOELIS & COMPANY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MOELIS & COMPANY LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MOELIS & COMPANY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MOELIS & COMPANY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MOELIS & COMPANY LLC Comes From
Understanding the Statistics for MOELIS & COMPANY LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
399 Park Avenue 4th Floor, New York, NY 10022
399 Park Avenue 4th Floor, New York, NY 10022
Large
(212) 883-3800
Delaware since 06/12/2007
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | ||
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 | |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 | |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 | |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 | |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 | |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at MOELIS & COMPANY LLC
Alexander James Maffei
Analia S Ferreyra
Nicholas Craig Maffei
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
