Charles A. Dann

NOVARE CAPITAL MANAGEMENT

CHARLOTTE, NC 28202

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CRD#: 6104755

Professional summary

Charles Alexander Dann, CFP®, who also goes by Alexander Dann Charles, Alex Dann, is a registered financial advisor currently at NOVARE CAPITAL MANAGEMENT located in Charlotte, North Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Dann Charles | Alex Dann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Alexander Dann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 3, 2021 - Present

NOVARE CAPITAL MANAGEMENT

Office #1: 521 E. Morehead Suite 510, Charlotte, NC 28202

RIA

CRD#: 117949

CHARLOTTE, NC

Past

July 13, 2018 - December 22, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 12, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW YORK, NY

Past

March 25, 2014 - January 11, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW YORK, NY

Past

March 14, 2014 - December 16, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW YORK CITY, NY

Past

November 13, 2013 - February 25, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALEXANDRIA, VA

Past

November 13, 2013 - February 25, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALEXANDRIA, VA

Past

November 2, 2012 - October 7, 2013

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

RIA

CRD#: 6950

MEMPHIS, TN

Past

September 26, 2012 - October 7, 2013

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950

MEMPHIS (SHELBY), TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOVARE CAPITAL MANAGEMENT

CRD#: 117949 / SEC#: 801-61848

RIA

Registered Investment Advisory firm - (2/26/2003 Approved)

Georgia

Registered Investment Advisory firm - (10/18/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (10/18/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/31/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2012

General Securities Representative Examination

Current Firm

NOVARE CAPITAL MANAGEMENT

CRD#: 117949 / SEC#: 801-61848

RIA

Registered Investment Advisory firm - (2/26/2003 Approved)

Georgia

Registered Investment Advisory firm - (10/18/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (10/18/2005 Terminated)

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Contact information

Main Address

521 E. Morehead Suite 510, Charlotte, NC 28202

Mailing Address

Po Box 11369, Charlotte, NC 28220

Phone number

(704) 334-3698

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - NOVARE CAPITAL MANAGEMENT, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,954
AUM (Assets Under Management)	$ 1,723,889,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles A. Dann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Alexander Dann's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

Primary Firm SEC Registration

NOVARE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/31/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2012

Current Firm

NOVARE CAPITAL MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOVARE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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