CM
Colin Mcgee
CETERA INVESTMENT ADVISERS LLC
HARVARD, MA 01451
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CRD#: 6104153
CM
Professional summary
Colin Mcgee, who also goes by Colin Atticus Mcgee, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Harvard, Massachusetts and CETERA WEALTH SERVICES, LLC located in Harvard, Massachusetts.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Colin has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin Atticus Mcgee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Green Street Financial LLC 53 Green Street Portsmouth NH 03801 Tax Preparation/Accounting Owner/Sole Proprietor 10/31/2017 120hrs~100hrs Oversee all business activity 2) K.L. McGee Business Solutions, LLC 75 Congress Street, Suite 206 Portsmouth NH 03801 Tax Preparation/Accounting Partner/General Partner 1/1/2005 160hrs~120hrs Focuses on tax preparation and consulting 3) Portsmouth Music and Arts Center 973 Islington Street Portsmouth NH 03801 Nonprofit Member of the Board of Directors 5/11/2016 1hrs~0hrs Honorary Emeritus Board member available for consult 4) New Hampshire Theatre Project 959 Islington Street #3 Portsmouth NH 03801 Board Position/Officer Other 7/11/2019 0hrs~0hrs Available for business and accounting support| 5) ALLIANZ CORE INCOME 7 POSITION: Selling Equity Index Annuities NATURE: Selling Equity Indexed Annuity to provide client with suitable product for a portion of their overall retirement plan. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2019 ADDRESS: 53 Green Street, Portsmouth NH 03801, DESCRIPTION: I am the Advisor that recommends this product when it is suitable to be part of a client's retirement plan 6) HARBOR CONSULTING, INTELLECTUAL PROPERTY SERVICES INC. POSITION: CFO, Vice President, & Treasurer NATURE: Patent application assistance. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/05/2021 ADDRESS: 53 Green Street, Portsmouth NH 03801, DESCRIPTION: Oversee financial operations and support President of company as needed. 7) MAINSAIL ADVISOR GROUP POSITION: Financial Advisor NATURE: Ongoing Financial Advising and Client Account Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2025 ADDRESS: 3 Market Square, Unit i, Portsmouth NH 03801, United States DESCRIPTION: -Meet with and Advise Financial Clients. -Discover and meet with new potential clients in order to grow business -Provide Tax advice to management and employees as requested -Assist Management with familiarizing themselves to the Seacoast NH Region and its business environment -Provide insights and feedback to management regarding various financial products and tools 8) MAINSAIL FINANCIAL SERVICES LLC POSITION: Financial Advisor NATURE: Financial Services company assisting clients with investment and financial planning needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/23/2025 ADDRESS: 3 Market Square, Unit i, Portsmouth NH 03801, United States DESCRIPTION: Assist with managing existing clients portfolios and financial needs and assist with growing business.
CRS (Client Relationship Summary) - RIA
Click below to view Colin Mcgee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 284 Ayer Road, Harvard, MA 01451Office #2: 667 Somerville Avenue, Somerville, MA 02143Office #3: 7 Oak Hill Terrace Suite 104, Scarborough, ME 04070Office #4: 3 Market Square Unit I, Portsmouth, NH 03801Office #5: 2 Granite Ave Suite 450, Milton, MA 01451RIA
CRD#: 105644
HARVARD, MA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 284 Ayer Road, Harvard, MA 01451Office #2: 7 Oak Hill Terrace Suite 104, Scarborough, ME 04070Office #3: 3 Market Square Unit I, Portsmouth, NH 03801Office #4: 2 Granite Ave Suite 450, Milton, MA 01451Office #5: 667 Somerville Ave, Somerville, MA 02143BD
CRD#: 13572
HARVARD, MA
Past
January 6, 2015 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PORTSMOUTH, NH
Past
November 6, 2012 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Portsmouth, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maine(9/5/2025)
IAR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New Hampshire(9/5/2025)
IAR
New Hampshire(9/5/2025)
RR
Vermont(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Harvard, MA 01451TRUST BUT VERIFY
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