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VJ

Vilas Shekhar Jagannath

CRD# 6103377·Registered 2012 - 2014
Previously Registered: Being a previously registered professional could mean that Vilas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vilas Shekhar Jagannath was a registered financial advisor. Vilas was a previously registered financial professional and started their career in finance 2012 - 2014. Vilas had worked at 1 firm and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

OPTIVER US LLC·CRD# 128030
BD
Chicago, IL
September 26, 2012 - August 1, 2014

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Current Firm

OU
OPTIVER US LLC

OPTIVER US LLC | OPTIVER US, LLC

CRD#: 128030 / SEC#: 8-66083
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

130 E. Randolph Street Suite 800, Chicago, IL 60601

Mailing Address

130 E. Randolph Street Suite 800, Chicago, IL 60601

Phone Number

(312) 821-9500

Established

Illinois since 08/05/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIVER PARTNERSHIP US LPPARENT COMPANY—
BRINKHUIS, RUTGER HENDRIKCHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US6753961
DEATON, MICHAEL WILLIAMCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2964800
ITKIN, ALEXANDER SAMUELCHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP5967037

Disclosures

Regulatory Event

10

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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